About Us

A.J. Bosco is the founder and principal of Skylight Compliance LLC.  A.J.’s professional background and experience are unusually diverse. He has served as a prosecutor, regulator, in-house attorney at multi-national financial services institutions and as a corporate consultant with a leading forensic accounting and advisory firm. A.J. has an intimate knowledge of how financial institutions work. A.J. has legal, compliance and regulatory experience across many sectors of the financial services industry, including corporate and investment banking, retail brokerage, ratings agencies and consumer services.

In addition, A.J. consults on anti-money laundering, anti-bribery and corruption, sanctions, financial operations, and risk controls, licensing and other regulatory and compliance issues.

Nothing professionally brings A.J. more satisfaction than working with clients to help them solve problems. To do this, he actively listens to their issues and applies his knowledge and experience to their individual circumstances.

He is particularly proud of helping clients successfully navigate interactions with regulators to achieve favorable outcomes. This is the result of adept relationship management both with the client and the agency reviewing the client.

How Skylight Compliance can help:

  • Conducting, managing, supervising and project managing internal investigations or corporate fraud .
  • Compliance Program evaluations.
  • Anti-Money Laundering/Counter Terrorist Financing program design.
  • FINRA Rule 3310 (Anti-Money Laundering Rule) annual independent testing.
  • Guiding financial services companies through regulatory investigations, including negotiating and responding to document requests, interfacing with regulators during exams and crafting effective remediation programs.
  • Investigating whistleblower allegations involving a wide range of fraud and corruption .
  • The regulation and use of emerging technologies and Fintech products, including blockchain, virtual currencies and data analytics.
  • Assessing and remediating compliance risks .
  • Building effective regulatory relationships.
  • Transforming compliance programs.

Skylight Compliance is owned by A.J. Bosco. For more legal services ajboscolaw.com